Chief Risk Officer and Managing Director Risk Advisory Services - CISA, CCCP
Al is a highly experienced audit, risk management and compliance professional and serves as SRA’s Chief Risk Officer with responsibility for coordinating all ERM related activities across our Company. During his career, Al has established and implemented Risk Management related functions for financial services companies ranging from start-ups to a Top Ten Bank. He has assisted and guided organizations through the challenges of Consent Orders and other regulatory enforcement actions. He has leveraged systems and technology to implement Automated Compliance Management Systems, Business Monitoring and Internal Audit Programs that significantly expanded coverage in a cost-effective manner. He has established and Chaired Executive and Board level Risk Committees. Al also participates in credit portfolio reviews and due diligence engagements. Most recently, Al served as the Compliance Officer and General Auditor for Global Lending Services LLC, a rapidly growing Auto Finance Company that had to comply with Federal regulatory requirements as well as those of 47 states. He previously worked for Capital One where he served as Audit Executive for several business lines and worked on numerous due diligence reviews and integrations for Bank and other business Acquisitions. Al has an MBA from Virginia Commonwealth University, is a Certified Information Systems Auditor and a Certified Consumer Compliance Professional.