Kenneth W. Proctor

Managing Director, Risk Consulting

Kenneth W. Proctor

Ken is SRA’s Managing Director for Risk Management and has extensive experienced risk manager, project manager, auditor and strategy development to banks, credit unions, credit card, insurance companies and mortgage companies in the U.S., U.K., Central America, South America and Southeast Asia ranging in asset size from $200 million to $65 billion. Managed Internal Audit and Risk functions in regional banks. Experience managing SOX/FDICIA/FCPA Risk Assessments. Completed BSA/AML assessments, program reviews and lookbacks for US and International Banks. Specialist in IT, Information Security and Cybersecurity risk assessments and management. Frequent speaker and author on financial institution topics including risk management, profitability improvement and technology planning. Instructor on risk management at LSU Graduate School of Banking (15 years) and Southwest Graduate School of Banking at SMU (8 years).