Miles Daniel

Senior Managing Director Risk Strategy & Compliance

Miles comes to Strategic Risk Associates (SRA) as the Senior Managing Director of Risk Strategy and Compliance from Boundless Risk Solutions. His mission is to deliver scalable solutions for clients of all sizes and complexities that support their short-, and long-term audit, risk and compliance goals and objectives. Miles has over 18 years of regulatory risk and compliance experience, of which eight were dedicated to Capco through mergers and acquisitions of ICS and FIS. During that time conducted enterprise wide compliance risk assessments and program implementation; advised on effective regulatory change management programs and strategies; performed risk-based monitoring reviews to identify, report, and correct compliance violations and control weaknesses; advised on vendor management program development and implementation; led theory and results-based training on all manner of current and future regulatory compliance requirements for client Staff, Executive Management, their Boards, as well as CFPB examiners; and assisted executive management with responses to supervisory letters containing MRA and MRIA language at both consumer and commercial institutions. Miles has also acted as interim Chief Compliance, BSA, CRA, and Privacy Officers to assist executive management in integrating consumer and commercial compliance monitoring, systems, and training programs through mergers and acquisitions of large, complex financial institutions. Last, he developed a use case for the Home Mortgage Disclosure Act (HDMA) at Capco’s Managed Service center that has generated several million dollars in revenue in the past 2 years and, from it, a Regulatory Technology (“RegTech”) platform known as Capco’s Automated System of Extraction (CASE) to further support clients in a number of use cases involving unstructured data for operational and compliance purposes. Prior to Capco, he dedicated seven years to KPMG’s Financial Risk Management division of its Risk Advisory Services as a Senior Analyst. During his tenure with KPMG, Miles advised large, complex domestic and foreign financial institutions on enterprise risk management strategies and program development with a focus on regulatory compliance risks; created sustainable regulatory and financial reporting processes for new Bank and Financial Holding Companies; conducted AML/BSA operational reviews for Foreign Bank clients and look-backs for large, complex national banks; performed risk based CRA, HMDA, Fair Lending/UDAAP, Privacy, and Loan and Deposit Operations reviews for large, complex institutions; led fair lending qualitative analysis of credit variables for large, complex credit card clients; conducted integration risk assessments following mergers and/or acquisitions of large, complex financial institutions; produced go-to-market strategies for regulatory reform legislation to high profile clients. Prior to KPMG, Miles dedicated five years to the Federal Reserve Bank of Atlanta where he supported a variety of functions ranging from payment services, budget analysis, credit risk, and supervision and regulation. He was certified as a Federal Reserve Examiner in 2004.

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