Mike Jones

Chief Compliance Officer

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Mike Jones leads SRA’s FinTech and regulatory compliance practices. He has over 25 years of experience developing products and advising banks, credit unions and FinTechs on compliance and risk management. As a risk and compliance management consultant, he has advised clients under the scrutiny of regulators including the FDIC, SEC, OCC, CFPB, Federal Reserve, and state financial institution regulatory authorities. He develops strategies and programs that support growth, preserve value, and instill compliance in the culture of financial organizations. He advises executives and board members on legal and regulatory requirements related to consumer protection, institutional safety and soundness and prevention of financial crimes. He previously served as chief compliance officer and BSA officer for a consumer lender and led compliance and risk management practices for a leading consulting firm. Mike is a Certified Regulatory Compliance Manager (CRCM) and Certified Anti-Money Laundering Specialist (CAMS). He is a graduate of the United States Military Academy at West Point (BS) and the Fuqua School of Business at Duke University (MBA).